Sarbanes-Oxley Act Compliance Committee

Texas A&M International University

This Web site has been created to serve as a resource for Sarbanes-Oxley Act Compliance Committee members, at Texas A&M International University. The main goal of the Committee has been to review information regarding the Act and examples of compliance guidelines used at other institutions, and propose a draft self-certification document to be adopted by Texas A&M International University.

Click on the links below to go directly to specific content sections.

[ Committee members ] [ Self-certification examples ] [ Useful publications ] [ Useful Web sites ]

Proposed self-certification document for TAMIU: [ MS Word file ], [ PDF file ].

Report on the work of the Sarbanes-Oxley Compliance Committee: [ MS Word file ], [ PDF file ].

 

Committee members

Ned Kock (Committee Chair)
    326-2521; Assoc Professor/Interim Chair; WHTC 217A; nedkock@tamiu.edu

Frank Collins
    326-2493; Distinguished Professor; WHTC 218E; fcollins@tamiu.edu

Jose Garcia
    326-2380; VP for Finance & Admin; KL 269A; garcia@tamiu.edu

Elizabeth N. Martinez
    326-2380; Assoc VP for Administration; KL 269B; enmartinez@tamiu.edu

Barbara J. Mathieu
     326-2175; Exec Director of Development; KL 260B; bmathieu@tamiu.edu 

Nasser Momayezi
    326-2460; Dean/Regents Professor; LBVSC 301A; nmomayezi@tamiu.edu 

Minita Ramirez
    326-2278; Assoc VP for Student Success; KL 156A; minita@tamiu.edu

Terry L. Shepherd
    326-2689; Assoc Professor/Faculty Senate President; KL 435C; tshepherd@tamiu.edu

Rodney M. Webb
    326-2400; Director Killam Library; KL 216A; rwebb@tamiu.edu 

 

Self-certification examples

Texas A&M University [PDF file]

Emory University [PDF file]

UT Arlington [PDF file]

UT Tyler [PDF file]

 

Useful publications

Deloitte & Touche (2004), Taking Control: A Guide to Compliance with Section 404 of the Sarbanes-Oxley Act of 2002. [PDF file]

Rangus (2004), For-profit Legislation has Effect on Emory. [PDF file]

U.S. Congress (2002), The Sarbanes-Oxley Act of 2002. [PDF file]

U.S. Securities and Exchange Commission (2003), Final Rule: Management's Reports on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports. [Web page]

 

Useful Web sites

Sarbanes-Oxley Compliance Journal

The Public Company Accounting Oversight Board